Oregon securities law handbook, 1985 by McGaughey, Robert J.

Cover of: Oregon securities law handbook, 1985 | McGaughey, Robert J.

Published by Oregon State Bar Professional Liability Fund in Portland, Or .

Written in English

Read online

Subjects:

  • Securities -- Oregon.

Edition Notes

Book details

StatementRobert J. McGaughey.
ContributionsOregon State Bar. Professional Liability Fund.
The Physical Object
Paginationiii, 86 p. ;
Number of Pages86
ID Numbers
Open LibraryOL14528758M

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As used in the Oregon Securities Law, unless the context otherwise requires: (1) “Broker-dealer” means a person who engages, all or part of the time, in effecting transactions in securities for the account of others or for the person’s own account.

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Bob McGaughey has practiced law since He is the author of Oregon Securities Law and Oregon Corporate Law Handbook. Bob is past Chair of OSB Securities Regulation Section and OSB. Short title; Defini­tions for Oregon Securities Law; Securities exempt from registra­tion; Transac­tions exempt from registra­tion; Authority of director to deny, withdraw or condi­tion exemp­tions; Federal covered securities exempt from registra­tion; Statutory references to federal law; Condi­tions of offer and sale of securities.

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(1) A person is liable as provided in subsection (2) of this section to a purchaser of a security if the person: (a) Sells or successfully solicits the sale of a security, other than a federal covered security, in violation of the Oregon Securities Law or of any condition, limitation or restriction imposed upon a registration or license under the Oregon Securities Law.

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